Job added in hotlist
Applied job
Contract job
Recruiter job
Employer job
Expanded search
Apply online not available
View more jobs in Phoenix, AZ
View more jobs in Arizona

Job Details

Compliance and Investor Relations Coordinator

Company name
Aston Carter

$60,000.00 - $65,000.00 /Year

Phoenix, AZ

Apply for this job

8 hit(s)  


The compliance and investor relations coordinator will be based in Phoenix, AZ. The compliance and investor relations coordinator will work with both the sales and marketing teams and legal team to ensure securities compliance and quality control. The position will also be responsible for interfacing with broker/dealers on investor production and document collection, maintaining investor profiles, and assisting in product launches, state and SEC filings, and other due diligence and compliance matters.


Experience with Reg D compliance.

Experience with RIA compliance.

Experience with Blue Sky Filings.

Experience with SEC guidelines.

About Aston Carter:

Aston Carter is a distinguished global provider of recruitment and staffing services to companies requiring highly specialized business professionals. As a Best of Staffing® Client and Talent leader, Aston Carter has an unrivaled commitment to delivering first class service to clients and business professionals across a variety of disciplines, including Accounting and Finance as well as Governance, Risk and Compliance. With more than 60 offices across Europe, Asia Pacific and North America, Aston Carter provides local, regional and global expertise to drive value and meet our customers' unique needs. Aston Carter is a division of Aerotek. Aerotek is an operating company of Allegis Group, a global talent solutions provider.

Job Requirements gives you access to over a million jobs and career opportunities across the US including in Phoenix. Find your perfect job and apply directly through a simply online application process

Company info

Aston Carter
Website :

Company Profile
Aston Carter is an independent IT recruitment consultancy established in 1997 to provide a pro-active service to the investment banking market. Our Head Office is in London and we now have offices covering all areas of IT in Dublin and Stockholm. In addition, we have divisions covering CRM Internationally, SAP and IT Banking in France, Switzerland and the Benelux . Aston Carter has carefully and strategically expanded its portfolio of services and target industries and we are now the leading supplier of personnel to a select number of the world's leading Financial Institutions and Blue-Chip Companies.

Similar Jobs:
2018 Summer Internship - Communications - Phoenix','!*! Freeport-McMoRan is a premier U.S.-based natural resources company with an industry leading global portfolio of mineral assets.   We have the assets, the talent, the drive an...
Marketing Content Specialist
location Tempe, AZ
Requisition Number: 64784  The Marketing Content Editorial Specialist writes and edits articles, and connects with key sales teammates and campaign managers to facilitate editorial planning to support Go-to-Market messages acros...
Bilingual Peer Support Outreach Specialist (Valle del Sol) Job Description Join Valle del Sol in our commitment to provide quality, culturally sensitive integrated primary care and behavioral health services to adults, children an...
EmploymentCrossing is great because it brings all of the jobs to one site. You don't have to go all over the place to find jobs.
Kim Bennett - Iowa,
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
PRCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
PRCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 PRCrossing - All rights reserved. 169